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more_vertHow to Make Smart Financial Choices After a Job Loss
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How to Make Smart Financial Choices After a Job Lossclose

This 4x9 booklet from FINRA provides tips for managing finances, personal finance resources and consumer protection considerations for consumers impacted by job loss or unexpected unemployment. This publication is also available for download in PDF...

more_vertInvestor Complaint Brochure
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This 4x9 booklet provides investors with information they need to identify and report a securities-related complaint to the FINRA Investor Complaint Program. You may also download a PDF of this publication or file a complaint online. ..

more_vertSecurities Order Types
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This consumer publication from FINRA explains the benefits and risks of various types of securities orders to help investors understand how the order type may impact the timing of and price paid when investing in or selling securities. ..

more_vertThinking Money (DVD Documentary)
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"Thinking Money: The Psychology Behind Our Best and Worst Financial Decisions" is a one-hour documentary (on DVD) that explores why we spend, why we save (or don't), and how we think about money. "Thinking Money" was released in 2014 by Rocket Media Group, LLC in association with the FINRA Foundation and Maryland Public Television. It was distributed to the PBS network via American Public Televisi..

more_vertTransfer of Brokerage Account Assets on Death
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This 1 page (2-sided) consumer publication from FINRA outlines what happens to an investment account after an account holder dies and explains how to set up a Transfer on Death (TOD) registration to prepare for a transition...

more_vertInvestor Complaint Kit
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Through its Complaint Program, FINRA investigates complaints against brokerage firms and their employees. FINRA is empowered to take disciplinary actions against brokers and their firms. We strongly encourage investors to file their complaint via the online FINRA Investor Complaint Center.   Filing online is the quickest way for us to receive your complaint. Should you prefer ..

more_vertMilitary Moving Guide: Making the Most of Your Military Money
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Military Moving Guide: Making the Most of Your Military Moneyclose

This 4x9 booklet from the FINRA Foundation offers steps military service members and families can take to prepare and protect their finances before, during and after a military move, including PCS and deployment. This publication is also available for download in PDF...

more_vertInvestor Complaint Brochure (Spanish)
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This 4x9 booklet provides Spanish-speaking investors with information they need to identify and report a securities-related complaint to the FINRA Investor Complaint Program.You may also download a PDF of this publication or file a complaint online. ..

more_vertInvestor Knowledge Quiz
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This 4x9 booklet from FINRA presents 15 quiz questions (and answers) to test consumers on a range of investing principles and terms...

more_vertBrokerCheck Card
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This postcard highlights FINRA BrokerCheck, a free tool to confirm whether investment professionals and firms are licensed. BrokerCheck helps consumers make informed choices about brokers and brokerage firms and provides easy access to investment adviser information...

more_vertFighting Fraud 101: Smart Tips for Investors
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Fighting Fraud 101: Smart Tips for Investorsclose

Fighting Fraud 101 (FF101 National version) is a compact brochure from the FINRA Foundation, AARP and the U.S. Securities and Exchange Commission (SEC) offering tips to help Americans spot and avoid investment fraud and report issues concerning investment professionals or products.This publication is also available for download in PDF...

more_vert“Free Meal” Investment Seminars
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“Free Meal” Investment Seminarsclose

While some "free lunch" or "free meal" seminars are educational, others are sales presentations in disguise. This 1 page (2-sided) consumer publication from FINRA offers tips and resources to help consumers spot fraud and distinguish potentially good investment offers from bad ones.This publication is also available for download in PDF...

more_vertHow to Avoid Investment Scams
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This 1 page (2-sided) consumer publication from FINRA reviews how to spot and avoid the red flags of investment scams and where to turn if a problem arises.This publication is also available for download in PDF...

more_vertHow to Find and Work with an Investment Professional
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How to Find and Work with an Investment Professionalclose

This 1-page (2-sided) consumer publication from FINRA suggests steps to follow and questions to ask when hiring an investment professional or firm.This publication is also available for download in PDF...

more_vertPower of Attorney and Your Investments
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Power of Attorney and Your Investmentsclose

This 1 page (2-sided) consumer publication from FINRA offers important considerations for consumers establishing a Power of Attorney (POA) for investment accounts.This publication is also available for download in PDF...

more_vertUnderstanding Brokerage Account Statements and Trade Confirmations
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Understanding Brokerage Account Statements and Trade Confirmationsclose

This 1-page (2-sided) consumer publication from FINRA explains the most common information found on investment account and brokerage account statements and trade confirmations and offers tips for spotting and reporting red flags. This publication is also available for download in PDF...

more_vertNew Money Coming Into Indian Country
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New Money Coming Into Indian Countryclose

This 2 page (4-sided) consumer publication from the FINRA Foundation and First Nations Development Institute offers tips and resources for Native people to confidently manage and protect new money coming into Indian Country...

more_vertSecurities Helpline for Seniors Card
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This postcard includes information about and contact details for the FINRA Securities Helpline for Seniors, a toll-free number that senior investors can call to get assistance from FINRA or raise concerns about issues with brokerage accounts and investments...