FINRA Public Portal

For Fraud Fighters

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more_vertFighting Fraud 101 (Multiple States Available)
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Fighting Fraud 101 (Multiple States Available)close

Fighting Fraud 101 (FF101) is a compact brochure offering tips to help consumers spot and avoid investment fraud and report issues concerning investment professionals or products. Co-branded versions with the logo and contact information for select state securities regulators are available. Browse the “Available Options” to select the desired state version or search “Fighting Fraud 101: Smart Tips..

more_vertInvestor Complaint Brochure
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Investor Complaint Brochureclose

This 4x9 booklet provides investors with information they need to identify and report a securities-related complaint to the FINRA Investor Complaint Program. You may also download a PDF of this publication or file a complaint online. ..

more_vertNew Money Coming Into Indian Country
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New Money Coming Into Indian Countryclose

This 2 page (4-sided) consumer publication from the FINRA Foundation and First Nations Development Institute offers tips and resources for Native people to confidently manage and protect new money coming into Indian Country...

more_vertBrokerCheck Card
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BrokerCheck Cardclose

This postcard highlights FINRA BrokerCheck, a free tool to confirm whether investment professionals and firms are licensed. BrokerCheck helps consumers make informed choices about brokers and brokerage firms and provides easy access to investment adviser information...

more_vertInvestor Complaint Brochure (Spanish)
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Investor Complaint Brochure (Spanish)close

This 4x9 booklet provides Spanish-speaking investors with information they need to identify and report a securities-related complaint to the FINRA Investor Complaint Program.You may also download a PDF of this publication or file a complaint online. ..

more_vertFighting Fraud 101: Smart Tips for Investors
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Fighting Fraud 101: Smart Tips for Investorsclose

Fighting Fraud 101 (FF101 National version) is a compact brochure from the FINRA Foundation, AARP and the U.S. Securities and Exchange Commission (SEC) offering tips to help Americans spot and avoid investment fraud and report issues concerning investment professionals or products.This publication is also available for download in PDF...

more_vert“Free Meal” Investment Seminars
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“Free Meal” Investment Seminarsclose

While some "free lunch" or "free meal" seminars are educational, others are sales presentations in disguise. This 1 page (2-sided) consumer publication from FINRA offers tips and resources to help consumers spot fraud and distinguish potentially good investment offers from bad ones.This publication is also available for download in PDF...

more_vertHow to Avoid Investment Scams
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How to Avoid Investment Scamsclose

This 1 page (2-sided) consumer publication from FINRA reviews how to spot and avoid the red flags of investment scams and where to turn if a problem arises.This publication is also available for download in PDF...

more_vertHow to Find and Work with an Investment Professional
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How to Find and Work with an Investment Professionalclose

This 1-page (2-sided) consumer publication from FINRA suggests steps to follow and questions to ask when hiring an investment professional or firm.This publication is also available for download in PDF...

more_vertFINRA Foundation's SaveAndInvest.org Notepad
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FINRA Foundation's SaveAndInvest.org Notepadclose

This SaveAndInvest.org branded notepad from the FINRA Foundation may only be ordered for outreach events featuring FINRA resources and publications. ..

more_vertPower of Attorney and Your Investments
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Power of Attorney and Your Investmentsclose

This 1 page (2-sided) consumer publication from FINRA offers important considerations for consumers establishing a Power of Attorney (POA) for investment accounts.This publication is also available for download in PDF...

more_vertSecurities Helpline for Seniors Card
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Securities Helpline for Seniors Cardclose

This postcard includes information about and contact details for the FINRA Securities Helpline for Seniors, a toll-free number that senior investors can call to get assistance from FINRA or raise concerns about issues with brokerage accounts and investments...

more_vertFINRA Foundation Pen
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FINRA Foundation Penclose

This pen from the FINRA Foundation may only be ordered for outreach events featuring FINRA resources and publications. ..

more_vertTaking Action: An Advocate's Guide to Assisting Victims of Financial Fraud
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Taking Action: An Advocate's Guide to Assisting Victims of Financial Fraudclose

This resource from the FINRA Foundation and the National Center for Victims of Crime (NCVC) provides a roadmap to consumer advocates in a position to assist fraud victims in reporting and recovering from a financial fraud or scam.This publication is also available for download in PDF..

more_vertFINRA Foundation Earbud Holder / Stress ball
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FINRA Foundation Earbud Holder / Stress ballclose

This small earbud holder branded FINRA Foundation is meant to keep cords on headphones or earbuds organized when you're not listening to a podcast or music. It can also function as a small stress ball. This consumer giveaway may only be ordered for outreach events featuring FINRA resources and publications. ..

more_vertHow to Avoid Investment Scams (BBB version)
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How to Avoid Investment Scams (BBB version)close

This 1 page (2-sided) consumer publication from FINRA and the BBB Institute for Marketplace Trust reviews how to spot and avoid the red flags of investment scams and where to turn if a problem arises.This publication is also available for download in PDF...

more_vertUnderstanding Brokerage Account Statements and Trade Confirmations
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Understanding Brokerage Account Statements and Trade Confirmationsclose

This 1-page (2-sided) consumer publication from FINRA explains the most common information found on investment account and brokerage account statements and trade confirmations and offers tips for spotting and reporting red flags. This publication is also available for download in PDF...

more_vertCon 'Em If You Can, Game Postcard
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Con 'Em If You Can, Game Postcardclose

Con 'Em If You Can is a video game from the FINRA Foundation that teaches players about the types of persuasion tactics used to perpetrate financial fraud. Share this postcard with students or other consumers to encourage them to explore the game online at www.ConEmIfYouCan.org or in app stores. A downloadable "Educator's Guide" is available on the website. ..