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InvestorInfo: Protecting Seniors from Financial Exploitation


InvestorInfo: Protecting Seniors from Financial Exploitation
InvestorInfo: Protecting Seniors from Financial Exploitation
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This 1-page (2-sided) consumer publication explains two FINRA rules to protect seniors and other consumers from financial exploitation. These rules include designation of a “Trusted Contact” on an account and the ability of firms to pause transactions when exploitation is suspected.


This publication is also available for download in PDF.

InvestorInfo: Protecting Seniors from Financial Exploitation

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